Day 1 of 4 · 6 hours · Level 1 Beginner

Understanding protection

Learning objectives for today
  • Define protection according to the IASC and know its legal foundations.
  • Explain the centrality of protection and the role of each actor.
  • Break down a protection risk into threat, vulnerability and capacities.

1Defining protection

The definition adopted by the Inter-Agency Standing Committee (IASC) in 1999, and reaffirmed in its 2016 Policy on Protection in Humanitarian Action, is the common reference: protection covers all activities aimed at obtaining full respect for the rights of the individual in accordance with the letter and the spirit of the relevant bodies of law.

Three bodies of law are involved: international human rights law, which applies at all times; international humanitarian law, which regulates the conduct of hostilities and protects persons who are not or are no longer taking part in the fighting; international refugee law (1951 Convention and 1967 Protocol). To these are added regional instruments, such as the African Union's Kampala Convention for internally displaced persons, and national law.

Protection is not a list of activities: it is an outcome. An intervention is protective if it concretely reduces the risk people face: less violence, coercion, deliberate deprivation or exploitation. The State bears the primary responsibility for protecting its population; humanitarians support, remind and, as a last resort, substitute.

2The centrality of protection

In 2013, the IASC Principals affirmed that protection must be central to humanitarian action. The 2016 Policy draws the consequences: protection is not the sole business of the Protection Cluster, it involves the Humanitarian Coordinator, the Humanitarian Country Team (HCT) and all sectors.

  • The HCT adopts a protection strategy that sets a few priority risks and collective outcomes.
  • Each sector identifies the risks that its own programmes can create or reduce.
  • Protection analysis feeds into the humanitarian needs overview and the response plan.

Three types of activities are often distinguished, illustrated by the "egg model": responsive actions, which stop or prevent an ongoing violation; remedial actions, which help people recover (care, documentation, reparation); and environment-building actions conducive to respect for rights (laws, practices, social norms).

3The protection risk equation

Protection analysis is based on a simple equation, used by the Global Protection Cluster: Risk = Threat × Vulnerability / Capacity.

  • Threat: a human action, policy or practice that causes harm (violence, coercion, deliberate deprivation). The perpetrator, their behaviour and their motivation are described: for example "armed men extort women who collect firewood more than 3 km from the site".
  • Vulnerability: the characteristics and circumstances that expose certain people more to this threat (age, gender, disability, status, lack of documents, isolation). Vulnerability is not a permanent label: it depends on the threat.
  • Capacity: the resources, skills and strategies of individuals and communities to avoid the threat or limit its effects (moving in groups, vigilance committees, social networks, knowledge).

A protection response acts on at least one of the three terms: reducing the threat (dialogue with weapon bearers, advocacy), reducing exposure (fuel provided, lighting, documentation) or strengthening capacities, without ever transferring the risk to other people.

4Actors and the Protection Cluster

The Global Protection Cluster is led by UNHCR. At country level, the Protection Cluster coordinates analysis, standards, service mapping and joint advocacy. It includes four areas of responsibility (AoRs) with their own coordination:

  • Gender-based violence (GBV), led by UNFPA.
  • Child protection, led by UNICEF.
  • Housing, land and property (HLP), with the Norwegian Refugee Council as lead.
  • Mine action, led by the United Nations Mine Action Service (UNMAS).

In refugee situations, protection coordination is the responsibility of UNHCR under the Refugee Coordination Model, not of the cluster system. The ICRC, whose mandate derives from the Geneva Conventions, is not a member of the clusters but engages with them while respecting its neutrality and its confidential dialogue with the parties.

In-depth course

Detailed methods, a complete worked example, tools, common mistakes and interview questions.

5Applying the legal framework in the field: duty bearers and applicable norms

Knowing the three bodies of law is not enough: faced with a concrete situation, a protection practitioner must know which norm applies, on whom it imposes an obligation and before whom it can be invoked. This legal characterisation determines the choice of mode of action, the target of advocacy and the organisation's credibility with the authorities. It does not turn a protection officer into a lawyer: it gives them a common language with their counterparts and keeps them from making unfounded demands.

Step 1: characterise the situation

The applicable law depends first of all on the nature of the situation. A distinction is made between:

  • Peacetime or internal disturbances (demonstrations, intercommunal violence, crime): only international human rights law (IHRL) and national law apply. Some rights may be derogated from during an officially proclaimed state of emergency (Article 4 of the International Covenant on Civil and Political Rights), but never the right to life, the prohibition of torture, the prohibition of slavery or the principle of legality in criminal law.
  • Non-international armed conflict (NIAC): Article 3 common to the four Geneva Conventions of 1949 applies as soon as there are hostilities of a certain intensity between the State and an organised armed group, or between armed groups. Additional Protocol II of 1977 also applies if the group controls part of the territory enabling it to carry out sustained and concerted operations and the State has ratified it. Customary IHL, as identified by the 2005 ICRC study (161 rules), fills most of the gaps. IHRL continues to apply.
  • International armed conflict: the four Geneva Conventions and Additional Protocol I, including in particular the law of occupation (Fourth Convention, Articles 47 to 78).
  • Disaster: IHRL, national disaster management law and, for displaced persons, the 1998 Guiding Principles and, in Africa, the Kampala Convention (2009, in force since 2012), which explicitly covers displacement caused by disasters and development projects.

The legal classification of a conflict is a matter of factual analysis, which the ICRC carries out independently and does not always make public. An NGO or agency does not need to take a public position: it can base its messages on the rules that apply in all cases (common Article 3, non-derogable IHRL, national law).

Step 2: identify the duty bearer

ActorMain obligationsUsual levers
State (central and local authorities, security forces)Respect, protect and fulfil the rights of everyone on its territory or under its jurisdiction; primary responsibility towards IDPs (Principle 3); compliance with IHL if party to the conflict.Technical dialogue with ministries, national IDP framework, treaty monitoring bodies, Universal Periodic Review, national human rights institution.
Non-State armed groupBound by IHL (common Article 3, customary IHL); human rights obligations are debated but increasingly recognised where the group exercises government-like territorial control.Humanitarian dialogue (ICRC, specialised organisations such as Geneva Call and its Deeds of Commitment), community leaders, religious intermediaries.
Multinational forces and peace operationsIHL when they are party to the conflict; protection of civilians mandate for many United Nations missions; Human Rights Due Diligence Policy (2011) for UN support to non-UN security forces.Civil-military mechanisms (UN-CMCoord), human rights and protection of civilians sections of missions.
Private actors (employers, landlords, security companies)National law; the State has a duty to protect against abuses committed by third parties.Mediation, legal information, referral to the competent authorities.

Step 3: link the fact to the norm

The following table serves as an aide-memoire for drafting analytical notes and advocacy messages. It does not replace a lawyer's opinion in a litigation case.

Observed situationApplicable normsPossible wording in a note
Indiscriminate fire on a marketIHL: principles of distinction, proportionality and precaution; IHRL: right to life“The parties must take all feasible precautions to spare the civilian population and civilian objects.”
Arrests of displaced young men without grounds or access to a lawyerIHRL: prohibition of arbitrary detention, judicial guarantees; Guiding Principle 12“Any deprivation of liberty must have a legal basis, be notified and be subject to judicial review.”
Closure of a site and transport to occupied villagesGuiding Principles 15 and 28; Kampala Convention, Article 11; principle of non-refoulement for refugees“Return must be voluntary, in safety and with dignity, on the basis of full information.”
Recruitment of adolescents by an armed groupOptional Protocol to the Convention on the Rights of the Child (2000); customary IHL (Rules 136 and 137); one of the six grave violations tracked by the Monitoring and Reporting Mechanism (Security Council resolution 1612, 2005)“The recruitment and use of children are prohibited; associated children must be released and reintegrated.”
Refusal to register the births of children of displaced personsIHRL: Article 7 of the Convention on the Rights of the Child; Guiding Principle 20“The authorities shall issue to internally displaced persons all documents necessary, including birth certificates.”

Rule of thumb: a protection message relies on the least contestable norm and the one closest to the interlocutor. With a local authority, citing national law or the constitution is often more effective than citing a treaty; with a commander, the basic rules of IHL expressed in military terms (distinction, precaution) carry more weight than human rights vocabulary.

The status of persons: a question that changes rights

Status determines the protection regime: refugee (1951 Convention, regional instruments such as the 1969 OAU Convention, whose definition is broader), asylum seeker (protected by non-refoulement even before recognition), IDP (a citizen enjoying all national rights), stateless person (1954 and 1961 Conventions), migrant in a vulnerable situation, person detained in connection with the conflict (ICRC access). In the field, populations are often mixed: the same site may host IDPs, refugees from a neighbouring country and returnees without documents. Identifying status, without intrusive registration, determines referrals to UNHCR, asylum authorities or documentation services.

6Conducting a protection risk analysis step by step

The risk equation presented earlier becomes useful when it is applied through a replicable method. The process below reflects what the protection team of an NGO or a sub-national cluster can complete in three to four weeks for an area of 50,000 to 150,000 people, before updating it every three months.

The seven steps

  1. Scope (week 1, days 1 and 2). Define the area, the population concerned (IDPs, host communities, returnees), the decision question (for example: “Which risks should the response prioritise over the next six months?”) and the users of the analysis. Appoint a lead for the analysis and a focal point for data protection.
  2. Secondary data review (week 1). Monitoring reports, Humanitarian Needs Overview, sectoral assessments, human rights reports, displacement data (IOM Displacement Tracking Matrix), security incident maps, market analyses. Each piece of information is recorded with its source, date and a reliability rating. Objective: know what is already known so as not to collect unnecessarily.
  3. Targeted primary data collection (weeks 2 and 3). Only on the gaps. In practice: 15 to 30 key informant interviews (authorities, leaders, teachers, health workers, women leaders, representatives of persons with disabilities), 8 to 16 focus group discussions separated by sex and age group (6 to 10 participants, 60 to 90 minutes), direct observation of risk locations (checkpoints, water points, markets, firewood collection areas) and, where possible, participatory risk mapping.
  4. Break down each risk. For each risk, complete the threat, vulnerability, capacity grid (see the tool below). A poorly described threat prevents any targeted response.
  5. Assess and prioritise. Score each risk according to the severity of harm, likelihood or frequency, scale (number of people exposed) and trend. The results are not exact measurements: they serve to structure a reasoned discussion.
  6. Validate (week 4). Feedback workshop with cluster partners and, in an appropriate and non-sensitive form, feedback to communities. Disagreements are recorded.
  7. Translate into a response. For each priority risk: actions on the threat, on vulnerability, on capacities, responsible sectors, advocacy messages, monitoring indicators.

Tool: risk breakdown grid

ItemQuestions to askMistake to avoid
Risk statementWho, exposed to what, from whom, where, when?“Insecurity”, “vulnerability of women”: too vague to act on.
Threat: perpetratorWho commits or causes the harm? State, non-State, community, family?Confusing the threat with its consequences (“poverty” is not a threat).
Threat: behaviour and motivationWhat exactly does the perpetrator do? Why (financial gain, military strategy, collective punishment, social norm)? Since when? Is it deliberate?Ignoring the motivation, even though it is what points to the levers.
VulnerabilitiesWhich characteristics expose certain people more to this specific threat?Listing generic categories unrelated to the threat.
CapacitiesWhat are people, communities and institutions already doing? Which strategies are positive and which are negative?Overlooking capacities, which leads to responses that replace or weaken them.
EffectsPhysical, psychological, material and legal consequences; negative coping strategies.Confusing effects with the threat.
Sources and reliabilityHow many independent sources? Direct observation or rumour?Presenting a single piece of information as an established fact.

Tool: prioritisation matrix

Scoring from 1 to 4 against four criteria makes it possible to compare risks. Scores can be added up or severity can be weighted (for example, severity counted twice), provided the rule is announced before scoring.

Criterion1234
Severity of harmLimited and reversible harmSerious harm to property or dignitySerious harm to physical integrity or libertyHarm to life, sexual violence, disappearance, child recruitment
Frequency or likelihoodIsolated incidentsMonthlyWeeklyDaily or systematic
ScaleA few householdsLess than 10% of the population10 to 30%More than 30% or an entire group
TrendDecreasingStableIncreasingSharply increasing or imminent risk of escalation

Prioritisation does not eliminate any risk: it indicates where to focus in-depth analysis, collective advocacy and resources. A serious but rare risk (enforced disappearances) may remain a priority even if it affects few people.

Who does what

  • Protection analysis coordinator or officer: leads the process, drafts the analysis, ensures consistency with the PAF.
  • Field teams: collect data according to protocols, immediately report situations requiring referral.
  • GBV and child protection specialists: review the parts relevant to them, provide aggregated data from their services, check that no inappropriate questions are asked.
  • Information management officer: organises storage, anonymisation and aggregation.
  • Senior management: approves external messages and makes the call on risks to staff and to the people interviewed.

7Full example: risk analysis in Morvala district

The following case is fictional but built on realistic orders of magnitude. It illustrates the whole process, from the data review to the division of responsibilities between sectors.

Context

Morvala district has 210,000 inhabitants. Over the past eight months, clashes between the army and a non-State armed group, the “High Senia Front”, have led to the arrival of 46,500 IDPs (around 9,300 households), of whom 19,000 are on three spontaneous sites and 27,500 with host families in the district capital, Morvala-Centre. The armed group controls the hills to the north; the army holds the main road and four checkpoints. The sub-national Protection Cluster has nine partners, including two national NGOs.

Secondary data review (summary)

InformationSourceDateReliability
62% of IDP households have at least one member without an identity cardMulti-sector assessment, 1,120 households3 months agoGood (representative sample)
31 arrests of displaced young men at checkpoints reported in two monthsProtection monitoring (NGO A)MonthlyMedium (reports, probable under-reporting)
40% increase in consultations for sexual violence at the health centreAggregated data from the GBV service provider, shared under the AoR protocolQuarterGood for the trend, not for the scale
Rumours of adolescent recruitment at Kanda siteTwo key informants3 weeks agoLow (to be verified by the Child Protection AoR)
Rents multiplied by 2.5 in Morvala-Centre; 14 evictions reportedShelter and HLP assessment1 month agoMedium

Primary data collection

The team conducted 22 key informant interviews, 12 focus group discussions (men, women, adolescent girls, adolescent boys, older people, persons with disabilities, on two sites and in the urban area) and an observation of the four checkpoints at different times of day. No question addressed individual incidents of sexual violence; all participants received information on available services.

Breakdown of the three main risks

Risk A: arbitrary arrestsRisk B: sexual violence during firewood collectionRisk C: forced evictions in the urban area
StatementDisplaced young men aged 15 to 35 without identity cards are arrested at the northern and eastern checkpoints, suspected of belonging to the armed group, and detained for 2 to 15 days without judicial review.Women and adolescent girls from Kanda and Lotto sites who collect firewood 4 to 7 km away are exposed to sexual assault by unidentified armed men, especially in the morning.IDP households renting in Morvala-Centre, particularly female-headed households, are evicted without notice by landlords who are raising rents.
ThreatSoldiers at two checkpoints; security motivation (collective suspicion) and financial motivation (release against payment of 15,000 to 50,000 local currency units).Armed men present in wooded areas; total impunity; possible intimidation strategy.Private landlords; economic motivation; absence of written contracts and remedies.
VulnerabilitiesLack of documents; origin from areas controlled by the armed group; having to travel on foot to work in town.Lack of fuel; going out alone or in small groups; adolescent girls sent by their families; no lighting on the way back.Irregular income; no lease; lack of legal awareness; single women discriminated against in access to housing.
CapacitiesNeighbourhood chiefs who sometimes negotiate releases; a legal clinic in Morvala-Centre (2 lawyers).Group trips already practised by some women; women's committees on two sites; GBV services at the health centre.Family solidarity; neighbourhood committee; cash transfer project for rent (NGO B, 400 households).
EffectsYoung men no longer go to work; household indebtedness; some departures to areas held by the armed group.Severe physical and psychological consequences; adolescent girls withdrawn from school; sale of rations to buy firewood.Secondary displacement to the sites; overcrowding; children withdrawn from school.

Prioritisation

RiskSeverity (x2)FrequencyScaleTrendTotal
A: arbitrary arrests3 x 2 = 632415
B: sexual violence during firewood collection4 x 2 = 833317
C: forced evictions2 x 2 = 422311
D: adolescent recruitment (unverified)4 x 2 = 8???To be verified as a priority

Risk D is not scored for lack of reliable information, but its potential severity justifies a rapid and discreet verification by the Child Protection AoR, without any investigation by general protection teams.

Response by term of the equation and by sector

RiskAct on the threatReduce vulnerabilityStrengthen capacitiesSectors
BAdvocacy by the Humanitarian Coordinator with the area military command for patrols and respect for IHL; message conveyed to the armed group through an appropriate intermediaryDistribution of fuel or fuel-efficient stoves covering at least 50% of needs; lighting on the sites; adapted distribution timesSupport for group trips organised by women's committees; information on GBV services; training of health workers in clinical management of rape (post-exposure prophylaxis kit within 72 hours)Shelter and non-food items, energy, health, GBV, CCCM
AConfidential advocacy with the governor and the area commander, using aggregated dataMobile court hearings and civil documentation campaign; displacement certificate recognised by the authoritiesStrengthening of the legal clinic (2 additional lawyers); training of neighbourhood chiefs on proceduresGeneral protection, legal aid, livelihoods
CMediation with landlords; dialogue with the municipality on a rental frameworkWritten contracts, cash transfers conditional on a 6-month leaseLegal information on tenants' rights; neighbourhood mediation committeesHLP, shelter, cash transfers

Key point of the example: the most serious risk (B) is addressed first by sectors other than protection (energy, shelter, health). This is exactly what centrality means: the analysis is done by the Protection Cluster, but reducing the risk requires quantified commitments from other sectors, championed by the HCT.

8Protection coordination in practice: cluster, areas of responsibility and centrality

Understanding the architecture is not enough: one needs to know how it works day to day, what is expected of a partner and where decisions are really made. This section describes the mechanisms as they operate in most operations where the cluster system has been activated.

Levels of coordination

LevelBodyMain functionsUsual frequency
GlobalGlobal Protection Cluster (UNHCR), global AoRsStandards, tools, technical support, global advocacy, surge deploymentsOngoing
Country (strategic)Humanitarian Coordinator and HCTHCT protection strategy, high-level advocacy, trade-offsHCT monthly; protection item at least quarterly
Country (technical)National Protection Cluster (UNHCR coordinator, often co-facilitated by an NGO), Strategic Advisory Group, technical working groupsAnalysis, inputs to the Humanitarian Needs Overview and Response Plan, standards, service mapping, response monitoringMonthly; advisory group every two weeks in emergencies
Sub-nationalArea Protection Clusters or working groupsLocal analysis, referrals, service mapping, escalation of alertsEvery two weeks to monthly
Inter-sectorInter-Cluster Coordination Group (OCHA)Integration of protection into joint analysis and planningEvery two weeks

What is expected of a cluster partner

  • Submit response monitoring data every month (the “who does what, where, when, for whom” matrix, known as 4W or 5W) in the agreed format and timeline, generally before the 10th of the following month.
  • Apply the referral standard operating procedures and data-sharing protocols adopted by the cluster and its AoRs.
  • Contribute to analysis (monitoring, alert notes) and to planning processes (projects included in the Response Plan, aligned with its objectives and indicators).
  • Take part in the technical working groups to which the organisation can bring expertise.
  • Report serious incidents or new trends to the coordinator without delay, without personal data.

Core functions of a cluster

The IASC Reference Module for Cluster Coordination at Country Level defines six core functions, plus accountability to affected populations: supporting service delivery, informing the HCT's strategic decision-making, planning and strategy development, advocacy, monitoring and evaluating performance, and contingency planning/preparedness and capacity building. Every year, a Cluster Coordination Performance Monitoring exercise (CCPM) enables partners to assess their cluster: it is useful to respond with specific examples rather than general impressions.

Specific situations

  • Refugee situations: the Refugee Coordination Model (UNHCR, 2013) applies. A Protection Working Group led by UNHCR and, ideally, the national asylum authorities coordinates protection. There is no cluster.
  • Mixed situations: where refugees and IDPs coexist in the same area, the 2014 Joint UNHCR-OCHA Note on Mixed Situations sets out responsibilities: UNHCR for refugees, the Humanitarian Coordinator for the response as a whole, with pragmatic coordination to avoid duplication.
  • Natural disasters: leadership of the Protection Cluster at country level may be assumed by UNHCR, OHCHR or UNICEF depending on the decision taken at activation, in consultation with the government.
  • Peacekeeping missions: protection of civilians within the meaning of the mission's mandate (Security Council, since resolution 1265 of 1999) includes physical protection by force. It complements humanitarian protection but is not the same thing; exchanges take place through civil-military mechanisms while preserving the distinction of roles.
  • ICRC: it conducts a bilateral and confidential dialogue with the parties. It shares general analyses but not the information obtained through that dialogue. Other actors are expected to respect this confidentiality and not to present the ICRC as a cluster partner.

Centrality in everyday practice

The Independent Review of the Implementation of the IASC Protection Policy, published in 2022, found that centrality all too often remained a stated principle without operational translation: HCT strategies missing or not followed up, protection seen as the responsibility of the cluster alone, reluctance among leaders to deliver difficult messages. Its recommendations emphasise the leadership of Humanitarian Coordinators, joint risk analysis and direct engagement with the parties. In concrete terms, a protection officer contributes to centrality when they:

  • frame their alerts in a form leaders can use (one page, specific risks, clear asks);
  • propose to each sector two or three measurable actions that reduce a priority risk;
  • ensure that the Humanitarian Needs Overview presents protection risks according to the GPC standard list rather than as a list of activities;
  • escalate access impediments and cases of deliberate deprivation of assistance, which fall to the Humanitarian Coordinator.

Tool: checklist for a sub-national focal point

ItemDoneComment
Service mapping updated within the last 3 months, shared with partners from all sectors
Referral procedures validated with the GBV and Child Protection AoRs
Meeting calendar and minutes with action points and responsible persons
Quarterly area protection analysis, shared at national level
Data-sharing protocol signed by partners
Protection item on the agenda of the area inter-sector coordination
List of gaps in geographic and service coverage sent to national level

9Common mistakes, donor expectations and contextual variations

The most common mistakes

MistakeConsequenceHow to avoid it
Defining protection as a list of activities (awareness-raising, training, committees)Programmes that produce activities without reducing risks; output indicators onlyStart from the risks and formulate risk-reduction outcomes
Equating vulnerability with a population category (“women”, “children”)Generic targeting, stigmatisation, overlooking people exposed outside the category (young men facing arrest)Link each vulnerability to a specific threat
Collecting incident accounts when no referral service is availableExposure of individuals, retraumatisation, loss of trustCheck the service mapping before any data collection; train teams in psychological first aid
Substituting for the State without an exit strategyDisengagement of the authorities, unsustainable parallel structuresExplicitly choose the mode of action and plan the handover
Confusing humanitarian protection with staff securityBlurred roles, collection of sensitive information for security purposesKeep security and protection information channels separate
Arming, supervising or funding self-defence groups in the name of community-based protectionMilitarisation, reprisals, loss of neutralitySupport non-violent community mechanisms and refuse any armed dimension
Ignoring host communitiesTensions, accusations of bias, increased risks for IDPsInclude host communities in the analysis and, according to needs, in the response

What donors and evaluators look at

  • European Commission (DG ECHO): its thematic policy document on humanitarian protection (2016) is built on the risk equation and an analysis-based approach. Proposals must demonstrate a context-specific risk analysis, the mainstreaming of protection across all sectors (the Gender-Age Marker applies to all actions) and results expressed in terms of risk reduction. Stand-alone protection projects are reviewed on the quality of the analysis, the relevance of the strategy and compliance with professional standards.
  • BHA (United States): its proposal guidelines require every application, whatever the sector, to describe how protection is integrated according to its principles (safety and dignity, meaningful access, accountability, participation), including analysis of the risks the intervention itself may create, and they classify protection as a sector in its own right with sub-sectors (GBV, child protection, general protection). This donor's funding and guidance may change: check the version of the guidelines in force at the time of submission.
  • FCDO (United Kingdom) and other bilateral donors: strong requirements on safeguarding (prevention of sexual exploitation, abuse and harassment) and accountability; expectation of consistency with the HCT strategy.
  • OCHA-managed pooled funds: alignment with the Response Plan and cluster priorities, scoring by the cluster, gender and age markers and protection mainstreaming.
  • Evaluators: OECD DAC criteria and the ALNAP guide, with particular attention to the relevance of the analysis, coherence between analysis and strategy, unintended effects and the participation of affected people.

An experienced reviewer can spot a weak protection proposal within minutes: vaguely formulated risk, no data on the threat, output indicators only, no mention of the AoRs or the service mapping, collection of personal data without justification.

Contextual variations

ContextSpecific features for analysis and response
Sudden-onset emergency (offensive, disaster)Rapid analysis within 72 hours to two weeks based on secondary data and a limited number of interviews; priority to family separation, people at heightened risk, access to life-saving services and service mapping; updated every two to four weeks.
Protracted crisisTrend analysis over several years, attention to entrenched negative coping strategies, to documentation, HLP and durable solutions issues; linkages with development and peace actors.
Camp or siteMore accessible population, risks linked to site layout (lighting, distances, overcrowding), central role of site management; attention to internal governance structures that may exclude people.
Urban settings and host familiesDispersed and less visible population; risks linked to housing, informal employment, documentation and identity checks; work with municipal services and neighbourhood organisations.
Remote managementReliance on local partners and indirect sources; reinforced triangulation; strict limitation of sensitive data; ethical responsibility not to transfer risk to local staff.
High insecurity or control by an armed groupQuestions to avoid, acceptable enumerator profiles, data never to be kept in the field; access dialogue kept separate from protection work.
Local partners with limited capacityGradual accompaniment, simplified tools, regular supervision, equitable sharing of risks and indirect costs, in line with the Grand Bargain localisation commitments.

10Interview questions and key references

Interview questions and elements of a strong answer

QuestionWhat a strong answer contains
How would you define humanitarian protection to a colleague from the WASH sector?The IASC definition without jargon; the idea of outcome (risk reduction); a concrete example in their sector (location and lighting of latrines, safety of routes to water points); the notion of protection mainstreaming.
Explain the risk equation with an example from your experience.A precisely formulated risk; a threat described by its perpetrator, behaviour and motivation; vulnerabilities linked to that threat; existing capacities; at least one action per term and the sectors concerned.
What does the centrality of protection mean and what have you done to put it into practice?Reference to the 2013 statement and the 2016 Policy; role of the Humanitarian Coordinator and the HCT; example of a concrete contribution (alert note, commitment by another sector, risk included in the Needs Overview).
What is the difference between humanitarian protection and the protection of civilians by a peace operation?Different mandates and actors; physical protection by force for the mission; humanitarian principles and neutrality for humanitarians; complementarity and distinction of roles through civil-military coordination.
An armed group controls part of your area. What obligations does it have and how would you approach the issue?Applicable IHL (common Article 3, customary IHL); role of the ICRC and specialised organisations; caution about channels; no improvised dialogue by the protection team without clearance and a risk analysis.
How do the Protection Cluster and its areas of responsibility fit together?UNHCR leadership; four AoRs and their lead agencies; integrated coordination of analysis and planning; specific protocols (GBVIMS, child protection case management); refugee situations outside the cluster system.
Name a mistake you made or observed in protection and what you learned from it.An honest and specific example; analysis of the cause; the corrective measure; what changed in practice. Recruiters assess the capacity for critical reflection more than the absence of mistakes.

In an interview, a candidate stands out through precision: they cite instruments by name, give orders of magnitude, clearly distinguish analysis, response and advocacy, and show that they know what they do not do (investigate GBV incidents, handle explosive ordnance, share personally identifiable data).

Key references

  • Inter-Agency Standing Committee (IASC), Policy on Protection in Humanitarian Action, 2016, and The Centrality of Protection in Humanitarian Action: Statement by the IASC Principals, 2013.
  • IASC, Independent Review of the Implementation of the IASC Protection Policy, 2022.
  • ICRC, Professional Standards for Protection Work Carried Out by Humanitarian and Human Rights Actors in Armed Conflict and Other Situations of Violence, third edition, 2018.
  • ICRC, Customary International Humanitarian Law study, 2005, and its updated database.
  • Global Protection Cluster, Protection Analytical Framework and its guidance note; list of standardised protection risks used in Humanitarian Needs Overviews.
  • IASC, Reference Module for Cluster Coordination at Country Level.
  • UNHCR and OCHA, Joint UNHCR-OCHA Note on Mixed Situations: Coordination in Practice, 2014; UNHCR, Refugee Coordination Model.
  • Sphere Project, The Sphere Handbook: Humanitarian Charter and Minimum Standards in Humanitarian Response, 2018 edition, Protection Principles chapter.
  • European Commission, DG ECHO, Humanitarian Protection: Improving protection outcomes to reduce risks for people in humanitarian crises, thematic policy document, 2016.
  • InterAction, Results-Based Protection (framework and resources).
  • African Union, Convention for the Protection and Assistance of Internally Displaced Persons in Africa (Kampala Convention), 2009.
  • United Nations, Guiding Principles on Internal Displacement, 1998.
Scenario

The firewood path

Bilenga displacement site, dry season

Your role

You are a protection officer running focus group discussions with the women on the site.

During a discussion, women explain that every morning they go to collect firewood 5 km from the site, in an area where armed men pass through. Two of them say they were "bothered" last week. An adolescent girl remains silent and seems distressed.

  1. Decision 1 of 3How do you react during the focus group discussion?

  2. Decision 2 of 3At the end, the adolescent girl comes up to you and says she wants to talk. You:

  3. Decision 3 of 3How can the risk be reduced for all the women on the site?

Exercise: breaking down a risk

On a site of 12,000 displaced people, adolescent girls report assaults on the way to the water point, located 900 m beyond a checkpoint held by a militia. Formulate the protection risk in one sentence, then describe the threat (perpetrator, behaviour), the vulnerability factors and the capacities already present. Propose one action for each of the three terms of the equation and indicate which sectors must act.

Key points

  • Protection according to the IASC: all activities aimed at full respect for rights, under human rights law, IHL and refugee law.
  • Protection is an outcome: the real reduction of risk.
  • Centrality: the Humanitarian Coordinator, the HCT and all sectors are responsible.
  • Risk = Threat × Vulnerability / Capacity.
  • Protection Cluster led by UNHCR, with four AoRs: GBV, child protection, HLP, mine action.

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Further reading: course references
  1. Inter-Agency Standing Committee (IASC) (2016). IASC Policy on Protection in Humanitarian Action. interagencystandingcommittee.org
  2. International Committee of the Red Cross (2018). Professional Standards for Protection Work Carried Out by Humanitarian and Human Rights Actors in Armed Conflict and Other Situations of Violence (3rd edition). www.icrc.org/fr
  3. Global Protection Cluster (2021). Protection Analytical Framework (PAF). www.globalprotectioncluster.org
  4. United Nations, Office of the High Commissioner for Human Rights (1998). Guiding Principles on Internal Displacement. www.ohchr.org/fr
  5. Sphere Association (2018). The Sphere Handbook: Humanitarian Charter and Minimum Standards (Protection Principles). spherestandards.org/fr/manuel-2018
  6. Inter-Agency Standing Committee (IASC) (2010). IASC Framework on Durable Solutions for Internally Displaced Persons. interagencystandingcommittee.org
  7. GBV AoR, UNFPA (2024). Gender-Based Violence Area of Responsibility (GBV AoR). www.gbvaor.net
  8. Office of the United Nations High Commissioner for Refugees (UNHCR) (2024). Protection of internally displaced persons. www.unhcr.org/fr

Daily quiz

3 questions to check what you have learned. Answer them all to complete the day.

1According to the IASC definition, protection aims at:
2In the risk equation, armed men extorting women at the market constitute:
3At global level, the Protection Cluster is led by:

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